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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-02-23
  • TX RA
    APPROVED
    Since 2006-02-23

Branch Locations

1803 Broadway St, San Antonio, TX 78215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Antonio TX 02/2006 Present
Bank Of America, N.A. San Antonio TX 04/2017 Present
Previous Registrations
  • 1997-12-08 → 2006-03-02
    Banc One Securities Corporation
    San Antonio, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-12-03
  • S66 Uniform Combined State Law Examination
    1997-12-03

View on SEC IAPD

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