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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2005-12-13 |
Branch Locations
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates Inc | New York | NY | 08/2000 | Present |
1) ALL SOULS UNITARIAN UNIVERSALIST CHURCH POSITION: President NATURE: 501(c)(3) Religious Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2019 ADDRESS: 25 Church St, Bellville OH 44813, United States DESCRIPTION: Serve as an officer on the church board in the capacity as President. Preside over board meetings and work with Trustees and committees to accomplish goals of the church. No check writing, discretionary control of assets or investment making decisions for the entity. 2) CORBEL PROPERTIES LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/11/2018 ADDRESS: 489 Crescent Rd, Mansfield OH 44907, United States DESCRIPTION: 50% Partner in an LLC established to own and operate rental property. 3) EXECUTOR OF JOHN C. CORBA WILL AND TESTAMENT POSITION: Executor NATURE: I have been named executor of my father's will. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/25/2019 ADDRESS: 489 Crescent Road, Mansfield OH 44907, United States DESCRIPTION: Upon my father's death, I will act as executor to administer his will. Responsibilities will include paying expenses, debts, and taxes as well as distribution of assets and property. 4) DURABLE POWER OF ATTORNEY FOR HEALTH CARE POSITION: Power of Attorney for Health Care NATURE: Health Care POA for my father. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/25/2019 ADDRESS: 489 Crescent Road, Mansfield OH 44907, United States DESCRIPTION: Acting as health care POA for my father. Receive information regarding his diagnosis, care, and treatment and make health care decisions on his behalf if he no longer has the capacity to make these decisions on his own behalf.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-26 |
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