Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-23 |
| TX | RA | APPROVED_RES | 2009-06-01 |
| WA | RA | APPROVED | 2009-06-01 |
Branch Locations
601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States
La Quinta, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
| Morgan Stanley Smith Barney Llc | Seattle | WA | 06/2009 | Present |
1.Washington Technology Industry Association; Investment related-No; Seattle, WA; Serves the "WTIA" board in advisory capacities; Committee Member (proprietor, partner, officer, director, employee, trustee, agent); Jan 2018; During business hours: 0; After business hours: 8 2.POA; Investment related No; POA; Role/position/job title (proprietor, partner, officer, director, employee, trustee, agent); Feb/2019; During business hours: 0; After business hours: 1;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-30 |
Reach out to this advisor