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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2006-01-30 |
Branch Locations
633 Chestnut St Ste 1100 Republic Centre, Chattanooga, TN 37450 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life | Milwaukee | WI | 08/1999 | Present |
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 10/1999 | Present |
| Northwestern Mutual Investment Services, Llc. | Chattanooga | TN | 01/2006 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2009 | Present |
1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2) 10% OWNER, HILL HAVEN HOLDINGS, LLC, 2598 BRISTLECONE LANE, SIGNAL MOUNTAIN, TENNESSEE, 37377, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 06/20/2017, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, 10% OWNERSHIP IN AN LLC WITH MY WIFE OWNING 90% 2)33.3% OWNER, NU HAVEN PROPERTIES, 8851 DAYTON PIKE, SODDY DAISY, , TENNESSEE, 37379, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 10/19/2022, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER 3)12.5% OWNER, D&B EQUITY PARTNERS, 3216 GOFORTH ROAD, SPENCER, , TENNESSEE, 38585, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 10/19/2022, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, 12.5 OWNERSHIP 4) BFP INSURANCE SERVICES LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 7/25/2025, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-13 |
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