Kathlene L Crisp

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-04-17
OH	RA	APPROVED	2022-08-18

FL RA
APPROVED

Since 2023-04-17
OH RA
APPROVED

Since 2022-08-18

Branch Locations

159 Crocker Park Blvd. Suite 390, Westlake, OH 44145 • United States

Englewood, FL • United States

Vermilion, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch	North Olmsted	OH	12/2008	08/2022
Raymond James & Associates	Westlake	OH	08/2022	Present

12/2008 → 08/2022

Merrill Lynch

North Olmsted, OH
08/2022 → Present

Raymond James & Associates

Westlake, OH

Previous Registrations

2008-12-18 → 2022-08-19

Merrill Lynch, Pierce, Fenner & Smith Incorporated

North Olmsted, OH

Westlake, OH
2003-06-23 → 2008-12-11

Wells Fargo Clearing Services, Llc

Amherst Township, OH

Westlake, OH

Amherst Township, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-05-19
S63	Uniform Securities Agent State Law Examination	2000-01-18

S66 Uniform Combined State Law Examination

2009-05-19
S63 Uniform Securities Agent State Law Examination

2000-01-18

Other Names

Kathlene Louise Ellis
Kathlene Louise Crisp
Kathy L Ellis

View on SEC IAPD

Current Employers

Raymond James & Associates, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews