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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2012-11-07
  • AZ RA
    APPROVED
    Since 2012-11-07

Branch Locations

2423 E Lincoln Drive, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 10/2012 Present
Schwab Wealth Advisory Inc Phoenix AZ 10/2012 Present
Previous Registrations
Other Businesses

1) Life Recovery Wellness | Investment Related:No|27573 N 99th Dr|Peoria|AZ|85383|USA|Healthcare Services|Sales|3/26/2018|Less than 20|0|Selling protein drinks/ nutritional supplements to fitness-oriented customers.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-12
S63 Uniform Securities Agent State Law Examination 1997-12-05
  • S66 Uniform Combined State Law Examination
    2006-10-12
  • S63 Uniform Securities Agent State Law Examination
    1997-12-05
Other Names
  • Tania Lynn Stepanek

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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