James Matthew Flynn

Current Employers

Employment History

• 12/2005 → 07/2019
  Banc Of America Investment Services, Inc.
  Clinton, CT
• 12/2005 → 07/2019
  Bank Of America, N.A.
  Clinton, CT
• 12/2005 → 07/2019
  Banc Of America Insurance Services, Inc.
  Clinton, CT
• 10/2009 → 07/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mystic, CT
• 05/2010 → 07/2019
  Morgan Stanley Smith Barney
  Madison, CT
• 01/2015 → 07/2019
  Morgan Stanley Private Bank, National Association
  New York, NY
• 07/2019 → Present
  Commonwealth Financial Network
  Waltham, MA
• 07/2019 → Present
  Mainsail Capital Management
  Mystic, CT

Previous Registrations

• 2010-05-14 → 2019-07-23
  Morgan Stanley
  Madison, CT
  New London, CT
• 2009-10-23 → 2010-05-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mystic, CT
• 2005-12-02 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Mystic, CT
  Niantic, CT
  Waterford, CT
  New London, CT
  New London, CT
  Clinton, CT
  Old Lyme, CT
  Niantic, CT
  Waterford, CT
  New London, CT
  New London, CT
  Clinton, CT
• 2004-06-25 → 2005-12-08
  Citizens Securities, Inc.
  New London, CT
  Plainfield, CT
  New London, CT
  Montville, CT
  New London, CT
• 2002-10-06 → 2004-06-17
  Truist Investment Services, Inc.
  Reston, VA

Other Businesses

1. Fixed insurance sales; as of 07/19/2019; 1% time spent during business hours; Conducted at branch location; Investment related. 2. Owner, Mainsail Capital Management, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 02/01/2023; 100% of time spent during business hours; Conducted at branch; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2002-10-02
• S63 Uniform Securities Agent State Law Examination
  1998-12-21

Designations