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James M Shea

Wells Fargo Advisors Financial Network, LLC

Red Bank, NJ

Bethesda, MD

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-09-18
TX RA APPROVED 2025-09-18
  • NJ RA
    APPROVED
    Since 2025-09-18
  • TX RA
    APPROVED
    Since 2025-09-18

Branch Locations

331 Newman Springs Road Building 3 Suite 330 [Satellite], Red Bank, NJ 07701 • United States

7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co Red Bank NJ 09/2010 05/2017
Morgan Stanley Red Bank NJ 05/2017 09/2025
Morgan Stanley Private Bank, National Association New York NY 06/2017 09/2025
Wells Fargo Advisors Financial Network, Llc Red Bank NJ 09/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-03
S65 Uniform Investment Adviser Law Examination 1999-09-09
S63 Uniform Securities Agent State Law Examination 1999-06-29
  • S66 Uniform Combined State Law Examination
    2006-11-03
  • S65 Uniform Investment Adviser Law Examination
    1999-09-09
  • S63 Uniform Securities Agent State Law Examination
    1999-06-29
Other Names
  • James Michael Shea

View on SEC IAPD

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Other Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ
MILLINGTON SECURITIES, LLC · RED BANK, NJ
HARTSHORNE GROUP, LLC · RED BANK, NJ
WBI INVESTMENTS, LLC · RED BANK, NJ
PRINCETON CAPITAL MANAGEMENT LLC · RED BANK, NJ
ATLAS PRIVATE WEALTH ADVISORS · RED BANK, NJ
DONALD W. CASH & ASSOCIATES, LLC · RED BANK, NJ
IEM ASSET MANAGEMENT, LLC · RED BANK, NJ

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