James M Shea

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → 05/2017
  Oppenheimer & Co
  Red Bank, NJ
• 05/2017 → 09/2025
  Morgan Stanley
  Red Bank, NJ
• 06/2017 → 09/2025
  Morgan Stanley Private Bank, National Association
  New York, NY
• 09/2025 → Present
  Wells Fargo Advisors Financial Network, Llc
  Red Bank, NJ

Previous Registrations

• 2017-06-01 → 2025-09-22
  Morgan Stanley
  Red Bank, NJ
• 2010-10-08 → 2017-06-02
  Oppenheimer & Co. Inc.
  New York, NY
  New York, NY
  Red Bank, NJ
• 2006-12-11 → 2010-09-21
  Wells Fargo Clearing Services, Llc
  Newark, NJ
  West Caldwell, NJ
  Short Hills, NJ
  West Caldwell, NJ
  Short Hills, NJ
• 2006-11-06 → 2006-12-14
  Pnc Wealth Management Llc
  Englewood, NJ
  Tenafly, NJ
  Englewood Cliffs, NJ
  Tenafly, NJ

Exams

• S66 Uniform Combined State Law Examination
  2006-11-03
• S65 Uniform Investment Adviser Law Examination
  1999-09-09
• S63 Uniform Securities Agent State Law Examination
  1999-06-29

Other Names

• James Michael Shea