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1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-09-29 |
Branch Locations
1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States
Fresno, CA • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 10/2013 | 05/2017 |
| Lpl Financial, Llc | Fresno | CA | 05/2017 | 08/2022 |
| Noble Credit Union | Fresno | CA | 05/2017 | 08/2017 |
| Newbridge Securities Corporation | Chatham | MA | 09/2022 | Present |
| Newbridge Financial Services Group Inc | Chatham | MA | 09/2022 | Present |
1) MARC BARTON/INSURANCE - 02/25/2022 - INVESTMENT RELATED - THROUGH NEWBRIDGE SECURITIES, BOCA RATON, FL - INSURANCE AGENT/FIXED INSURANCE, DATE - 02/15/2018 - 10 HOURS PER MONTH/1 HOURS DURING SECURITIES TRADING. 2) MARC BARTON REALTOR - SELF-EMPLOYED REALTOR. - 09/01/2023 - ON-GOING - NOT INVESTMENT RELATED - COMMISSION ONLY - 10% OF TIME, I HAVE BEEN LICENSED TO SELL REAL ESTATE IN THE STATE OF MARYLAND, THROUGH MY REAL ESTATE BROKER TAYLOR PROPERTIES. BUY AND SELL RESIDENTIAL AND COMMERCIAL PROPERTY FOR NON-INVESTMENT CLIENTS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-09-26 |
| S65 | Uniform Investment Adviser Law Examination | 1997-09-26 |
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