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Current Employers
Nfsg Corporation

1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-29
  • CA RA
    APPROVED
    Since 2022-09-29

Branch Locations

1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States

Fresno, CA • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 10/2013 05/2017
Lpl Financial, Llc Fresno CA 05/2017 08/2022
Noble Credit Union Fresno CA 05/2017 08/2017
Newbridge Securities Corporation Chatham MA 09/2022 Present
Newbridge Financial Services Group Inc Chatham MA 09/2022 Present
  • 10/2013 → 05/2017
    Cetera Advisors Llc
    Denver, CO
  • 05/2017 → 08/2022
    Fresno, CA
  • 05/2017 → 08/2017
    Noble Credit Union
    Fresno, CA
  • 09/2022 → Present
    Newbridge Securities Corporation
    Chatham, MA
  • 09/2022 → Present
    Newbridge Financial Services Group Inc
    Chatham, MA
Previous Registrations
  • 2017-05-11 → 2022-09-13
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Chatham, MA
  • 2013-10-24 → 2017-05-12
    Cetera Advisors Llc
    Fresno, CA
    Greenwood Village, CO
  • 2010-11-03 → 2013-10-28
    Investors Capital Corp.
    Fresno, CA
    Lynnfield, MA
    Lynnfield, MA
  • 2008-02-08 → 2010-11-09
    Fresno, CA
    Fresno, CA
    Fort Mill, SC
    Fresno, CA
  • 2004-04-20 → 2010-01-20
    Linker Financial Group, Inc.
    Fresno, CA
  • 2004-01-08 → 2004-04-19
    Osaic Fs, Inc.
    Fresno, CA
    Fresno, CA
  • 2003-07-01 → 2004-01-14
    Fresno, CA
  • 2001-01-31 → 2003-07-01
    Prudential Equity Group, Llc
    Fresno, CA
Other Businesses

1) MARC BARTON/INSURANCE - 02/25/2022 - INVESTMENT RELATED - THROUGH NEWBRIDGE SECURITIES, BOCA RATON, FL - INSURANCE AGENT/FIXED INSURANCE, DATE - 02/15/2018 - 10 HOURS PER MONTH/1 HOURS DURING SECURITIES TRADING. 2) MARC BARTON REALTOR - SELF-EMPLOYED REALTOR. - 09/01/2023 - ON-GOING - NOT INVESTMENT RELATED - COMMISSION ONLY - 10% OF TIME, I HAVE BEEN LICENSED TO SELL REAL ESTATE IN THE STATE OF MARYLAND, THROUGH MY REAL ESTATE BROKER TAYLOR PROPERTIES. BUY AND SELL RESIDENTIAL AND COMMERCIAL PROPERTY FOR NON-INVESTMENT CLIENTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-09-26
S65 Uniform Investment Adviser Law Examination 1997-09-26
  • S63 Uniform Securities Agent State Law Examination
    1997-09-26
  • S65 Uniform Investment Adviser Law Examination
    1997-09-26

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