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10585 E 21St N, Wichita, KS 67207 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2017-11-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Wichita | KS | 07/2013 | 11/2017 |
| Wealth Alliance Advisory Group, Llc | Wichita | KS | 11/2017 | Present |
| Mutual Securities, Inc. | Camarillo | CA | 11/2017 | Present |
1. WEALTH ALLIANCE ADVISORY GROUP, LLC., START DATE: 12/1/2017, 111 S. WHITTIER STREET, WICHITA, KS 67207, LLC, RIA, SENIOR VP, FINANCIAL ADVISOR, FINANCIAL PLANNING/WEALTH MANAGEMENT, INVESTMENT RELATED, 160 HOURS PER MONTH, 8 HOURS PER DAY DURING TRADING HOURS. 2. Insurance Agent, Start Date: 12/10/1997, 10585 E 21 St North, Wichita, KS 67206, Agent, Agent, Investment Related, 1 Hour per month, 0 Hours per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-17 |
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