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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-02 |
| IN | RA | APPROVED | 2018-03-05 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward D. Jones & Co., L.P. | Kendallville | IN | 06/1997 | 08/2017 |
| Wells Fargo Advisors Financial Network, Llc | Kendallville | IL | 08/2017 | 02/2018 |
| Prospera Financial Services Inc. | Dallas | TX | 02/2018 | Present |
MR. HARTMAN IS PRESIDENT OF TCHB, LLC LOCATED AT 1245 HILLTOP DR., ROME CITY IN 46784. THIS BUSINESS IS NOT INVESTMENT RELATED SPENDING 1-9% OF HIS WEEKLT TIME NONE DURING MARKET HOURS. COMPENSATION IS 1-9% OF HIS ANNUAL INCOME. HARTMAN GROUP, INV RELATED, KENDALLVILLE, IN, START: 8/11/2017, 1 HOURS PER MONTH/0 DURING TRADING, DUTIES: PRESIDENT OF BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-03 |
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