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Current Employers
Bernicke Wealth Management

1565 Bluestem Blvd., Altoona, WI 54720 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-04-28
  • WI RA
    APPROVED
    Since 2025-04-28

Branch Locations

1565 Bluestem Blvd., Altoona, WI 54720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Triad Advisors, Inc. Altoona WI 06/2016 12/2017
Bernicke Wealth Management, Ltd. Altoona WI 06/2016 Present
Triad Advisors, Llc Altoona WI 01/2018 06/2020
Lpl Financial, Llc Altoona WI 06/2020 04/2025
Great Valley Advisor Group, Inc. Altoona WI 06/2020 04/2025
Private Client Services Altoona WI 04/2025 Present
Bernicke Wealth Management Altoona WI 04/2025 Present
  • 06/2016 → 12/2017
    Triad Advisors, Inc.
    Altoona, WI
  • 06/2016 → Present
    Bernicke Wealth Management, Ltd.
    Altoona, WI
  • 01/2018 → 06/2020
    Triad Advisors, Llc
    Altoona, WI
  • 06/2020 → 04/2025
    Lpl Financial, Llc
    Altoona, WI
  • 06/2020 → 04/2025
    Great Valley Advisor Group, Inc.
    Altoona, WI
  • 04/2025 → Present
    Private Client Services
    Altoona, WI
  • 04/2025 → Present
    Altoona, WI
Previous Registrations
  • 2020-06-18 → 2025-04-28
    Berwyn, PA
    Altoona, WI
    Woodbury, MN
    Minnetonka, MN
  • 2012-10-15 → 2020-08-18
    Bernicke Wealth Management, Ltd.
    Altoona, WI
  • 2009-01-02 → 2012-10-16
    Eau Claire, WI
    Saint Petersburg, FL
  • 2008-07-16 → 2009-01-02
    Raymond James Financial Services, Inc.
    Eau Claire, WI
    Superior, WI
  • 2005-01-31 → 2008-07-16
    Sii Investments, Inc.
    Eau Claire, WI
    Eau Claire, WI
  • 1999-06-21 → 2003-12-02
    Bernicke & Associates, Ltd
    Eau Claire, WI
Other Businesses

1) Selling Fixed Annuities. Agent. 1 hr/mo; 1 during trading hrs. Investment related. 2) Bayfield Cabo, LLC. Boat. Owner. 1 hr/mo; 1 during trading hrs. Not investment related. 3) Nelson Tax & Accounting. 1625 Radio Dr, #140, Woodbury, MN 55125. Tax Prep/Accounting. Owner. 7 hrs/mo; 5 during trading hrs. Not investment related. 4) Sadie Bells, LLC. 1565 Bluestem Blvd, Altoona, WI 54720. Real Estate Rental. Owner. 1 hr/mo; 1 during trading hrs. Not investment related. 5) Bernicke Wealth Management, Ltd. 1565 Bluestem Blvd, Altoona, WI 54720. RIA. 120 hrs/mo; 90 during trading hrs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-19
S63 Uniform Securities Agent State Law Examination 1997-09-18
  • S66 Uniform Combined State Law Examination
    2003-06-19
  • S63 Uniform Securities Agent State Law Examination
    1997-09-18
Designations
Other Names
  • Ty A Bernicke

View on SEC IAPD

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