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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-12-06
TX RA APPROVED_RES 2021-02-16
NJ RA APPROVED 2020-03-11
  • PA RA
    APPROVED
    Since 2021-12-06
  • TX RA
    APPROVED_RES
    Since 2021-02-16
  • NJ RA
    APPROVED
    Since 2020-03-11

Branch Locations

417 Thorn St, Sewickley, PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Investments, Inc. Plainsboro NJ 08/2007 05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Sewickley PA 02/2020 Present
Unemployed Princeton NJ 04/2019 02/2020
Bank Of America, N.A. Sewickley PA 02/2022 Present
  • 08/2007 → 05/2019
    Blackrock Investments, Inc.
    Plainsboro, NJ
  • 02/2020 → Present
    Sewickley, PA
  • 04/2019 → 02/2020
    Unemployed
    Princeton, NJ
  • 02/2022 → Present
    Bank Of America, N.A.
    Sewickley, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-25
S63 Uniform Securities Agent State Law Examination 2001-02-07
  • S66 Uniform Combined State Law Examination
    2006-09-25
  • S63 Uniform Securities Agent State Law Examination
    2001-02-07
Other Names
  • Daniel M Dee
  • Dee Daniel
  • Danny Dee
  • Daniel Michael Dee
  • Daniel Dee

View on SEC IAPD

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