Jon M Narducci

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 03/2020
  Ameriprise Financial Services, Inc.
  Raleigh, NC
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Holly Springs, NC

Previous Registrations

• 2009-07-17 → 2015-10-26
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Apex, NC
  Mystic, CT
  Apex, NC
• 2004-07-09 → 2009-08-05
  Ubs Financial Services Inc.
  New London, CT
  New London, CT
• 2001-05-25 → 2004-07-20
  Citigroup Global Markets Inc.
  Mystic, CT

Other Businesses

Business Ownership; NC Lobster LLC; overseeing the General Manager; fast food; 4121 Main at North Hills Street, Suite 100, Raleigh, NC, 27609; Not Investment-Related; 09/01/2019; 10 to 19 hours per month; 0 during trading hours / BN Lobster LLC; investor; Fast casual Restaurant; 302 Colonades Way, suite 210, Cary, NC, 27518; Not Investment-Related; 11/15/2019; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-05-07
• S63 Uniform Securities Agent State Law Examination
  1998-08-25

Other Names

• Jon Narducci