Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-08-23 |
| CA | RA | APPROVED | 2018-04-06 |
Branch Locations
500 Newport Center Dr Ci Relationship Management, Newport Beach, CA 92660 • United States
2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities | Berkeley | CA | 06/2015 | 10/2016 |
| Scottrade, Inc. | Long Beach | CA | 10/2016 | 03/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 03/2018 | Present |
| Bank Of America, N.A. | Chandler | AZ | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-09 |
Reach out to this advisor