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Stephanie L Hughes

Morgan Stanley

Louisville, KY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-05-06
KY RA APPROVED 2014-05-02
  • TX RA
    APPROVED_RES
    Since 2014-05-06
  • KY RA
    APPROVED
    Since 2014-05-02

Branch Locations

4969 Us Highway 42 Suite 1200, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Louisville KY 05/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-25
S63 Uniform Securities Agent State Law Examination 1999-02-12
  • S66 Uniform Combined State Law Examination
    2009-06-25
  • S63 Uniform Securities Agent State Law Examination
    1999-02-12
Other Names
  • Stephanie Lynn Hughes
  • Stephanie Lynn Hughes
  • Stephanie Hughes Renn
  • Stephanie Renn

View on SEC IAPD

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