Brian Paul Austin

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1999 → 03/2020
  Ameriprise Financial Services, Inc.
  Indianapolis, IN
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Indianapolis, IN

Other Businesses

Independent Insurance Brokering; Continental Casualty Company CNA; 01/01/2022; Long Term Care. Business Ownership; Austin Virt, Inc.; tax conduit, expense management; tax conduit, expense management; 11071 Mirador Ln, , Fishers, IN, 46037; Not Investment-Related; 01/02/2023; 1 to 9 hours per month; 1 to 9 during trading hours / Austin & Austin Properties, LLC; Owner of property in Florida which will be VRBO'd/rented through property manager starting in 2022.; Rental property; 11071 Mirador Ln, , Fishers, IN, 46037; Not Investment-Related; 03/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Northbound Solutions LLC; Established for purposes of shared operational infrastructure, expense management, and continuity planning among team members; Established for purposes of shared operational infrastructure, expense management, and continuity planning among team members; 2900 E 96th St Ste A, , Indianapolis, IN, 46240; Not Investment-Related; 01/02/2023; 1 to 9 hours per month; 1 to 9 during trading hours / Gerardot & Austin Properties, LLC; Owner/Member/Manage commercial real estate; Commercial Rental Real Estate; 2900 E 96th St. Ste. A, , Indianapolis, IN, 46240; Investment-Related; 12/20/2019; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; 96th Street Office Complex; Board Member; 2910 E 96th St, , Indianapolis, IN, 46240; Not Investment-Related; 09/07/2021; 1 to 9 hours per month; 0 during trading hours / PHARE WARRIOR; Board Member; 414 Viburnum Run, , Westfield, IN, 46074; Not Investment-Related; 07/05/2021; 1 to 9 hours per month; 0 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-12-01