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Juliette R Smith

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, MD

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-06-18
MD RA APPROVED 2009-04-30
  • TX RA
    APPROVED
    Since 2009-06-18
  • MD RA
    APPROVED
    Since 2009-04-30

Branch Locations

10320 Little Patuxent Pkwy, Columbia, MD 21044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Washington DC 03/1999 Present
  • 03/1999 → Present
    Merrill Lynch
    Washington, DC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-14
  • S66 Uniform Combined State Law Examination
    2001-03-14
Other Names
  • Juliette Regina Schwartz
  • Juliette Regina Schwartz
  • Juliette Regina Smith
  • Juliette Regina Schwartz
  • Juliette Regina Edmiston

View on SEC IAPD

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