Neal Louis Sweeney

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → Present
  Parkland Securities
  Ann Arbor, MI

Other Businesses

1. DBA - SWEENEY FINANCIAL LLC. INDEPENDENT AGENT WITH VARIOUS INSURANCE COMPANIES, LIFE, DISABILITY, 30 HRS/MO, ALL DURING SECURITIES TRADING HOURS, 721 TWINRIDGE LANE, N. CHESTERFIELD, VA 23235. 2. Volunteer member of the reunion planning committee for Monacan High School's 45th reunion. Start date: 12/1/25, approx. 5 hrs/mo, none during mkt hrs. INV REL: N

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-08-03
• S63 Uniform Securities Agent State Law Examination
  2000-06-12