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Neal Louis Sweeney

Spc

N. Chesterfield, VA

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Current Employers
Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2016-08-05
  • VA RA
    APPROVED
    Since 2016-08-05

Branch Locations

721 Twinridge Lane, N. Chesterfield, VA 23235 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Parkland Securities Ann Arbor MI 08/2014 Present
  • 08/2014 → Present
    Parkland Securities
    Ann Arbor, MI
Other Businesses

1. DBA - SWEENEY FINANCIAL LLC. INDEPENDENT AGENT WITH VARIOUS INSURANCE COMPANIES, LIFE, DISABILITY, 30 HRS/MO, ALL DURING SECURITIES TRADING HOURS, 721 TWINRIDGE LANE, N. CHESTERFIELD, VA 23235. 2. Volunteer member of the reunion planning committee for Monacan High School's 45th reunion. Start date: 12/1/25, approx. 5 hrs/mo, none during mkt hrs. INV REL: N

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-03
S63 Uniform Securities Agent State Law Examination 2000-06-12
  • S65 Uniform Investment Adviser Law Examination
    2016-08-03
  • S63 Uniform Securities Agent State Law Examination
    2000-06-12

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