Matthew Oreste Puccinelli

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1993 → Present
  Puccinelli And Associates
  Richard, VA
• 05/1993 → Present
  Chartered Financial Planning Assoc
  Richmond, VA
• 05/1993 → Present
  Financial Accounting Services
  Richmond, VA
• 12/2013 → 01/2025
  Lincoln Financial Securities Corporation
  Richmond, VA
• 01/2025 → Present
  Osaic Wealth, Inc.
  Richmond, VA

Previous Registrations

• 2013-12-18 → 2025-01-24
  Osaic Fs, Inc.
  Richmond, VA
  N Chesterfield, VA
• 2011-10-24 → 2013-12-23
  Cambridge Investment Research Advisors, Inc.
  Richmond, VA
• 2007-11-26 → 2011-10-28
  Tower Square Securities, Inc.
  Richmond, VA
  Richmond, VA

Other Businesses

PUCCINELLI ENTERPRISES 2250 EAST PARKHAM ROAD, RICHMOND, VA, CATEGORY: REAL ESTATE RENTAL, INVESTMENT RELATED: YES, TITLE: CO-OWNER, DUTIES: MAINTAINS PROPERTY AND COLLECTS RENT, START DATE: 10/1996, HOURS PER MONTH: 1, HOURS PER MONTH DURING TRADING HOURS: 0 CHARTERED FINANCIAL PLANNING ASSOCIATES, LTD, 2250 EAST PARKHAM ROAD, RICHMOND, VA, CATEGORY: INSURANCE, INVESTMENT RELATED: YES, TITLE: PRESIDENT, DUTIES: OFFERS DISABILITY, INSURANCE, HEALTH INSURANCE AND TRADITIONAL LIFE INSURANCE PRODUCTS, START DATE: 06/1993, HOURS PER MONTH: 40, HOURS PER MONTH DURING TRADING HOURS: 20 PUCCINELLI & ASSOCIATES, 2250 EAST PARKHAM ROAD, RICHMOND, VA, CATEGORY: INSURANCE, INVESTMENT RELATED: YES, TITLE: AGENT, DUTIES: OFFERS PROPERTY AND CASUALTY INSURANCE, START DATE: 01/1994, HOURS PER MONTH: 5, HOURS PER MONTH DURING TRADING HOURS: 0 FINANCIAL ACCOUNT SERVICES, LTD 2250 EAST PARHAM ROAD, RICHMOND, VA CATEGORY:CPA, INVESTMENT RELATED:NO, TITLE: EMPLOYEE, DUTIES: TAX PREPARATION/ACCOUNTING SERVICES, START DATE: 06/1993, HOURS PER MONTH: 80HOURS PER MONTH DURING TRADING HOURS: 40 WILMOTH ACCOUNT & TAX SERVICES, 102 HIHG STREET, FARMVILLE, VA, CATEGORY: CPA, INVESTMENT RELATED: NO, TITLE: EMPLOYEE, DUTIES: TAX PREPARATION/ACCOUNTING SERVICES, START DATE: 06/1993, HOURS PER MONTH: 30, HOURS PER MONTH DURING TRADING HOURS: 20

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-09-28
• S63 Uniform Securities Agent State Law Examination
  1999-08-25