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Stephen Russell Sturkie

Osaic Wealth, Inc.

Lexington, SC

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-27
TX RA APPROVED_RES 2024-09-26
NC RA APPROVED 2024-06-04
SC RA APPROVED 2024-01-30
  • FL RA
    APPROVED
    Since 2024-09-27
  • TX RA
    APPROVED_RES
    Since 2024-09-26
  • NC RA
    APPROVED
    Since 2024-06-04
  • SC RA
    APPROVED
    Since 2024-01-30

Branch Locations

1315 N. Lake Dr., Lexington, SC 29072 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Lexington SC 05/2012 01/2024
Stratos Wealth Partners, Ltd. Lexington SC 06/2012 Present
Osaic Wealth, Inc. Lexington SC 01/2024 Present
Previous Registrations
  • 2012-06-11 → 2024-01-30
    Lexington, SC
    Lexington, SC
  • 2018-01-31 → 2020-10-06
    Lexington, SC
    Lexington, SC
    Lexington, SC
    Beachwood, OH
    Lexington, SC
    Mt. Pleasant, SC
    Columbia, SC
    Columbia, SC
    Columbia, SC
    Columbia, SC
  • 2002-05-03 → 2012-05-31
    Bb&T Investment Services, Inc.
    Lexington, SC
    Lexington, SC
    Lexington, SC
    Lexington, SC
    Charlotte, NC
    Lexington, SC
    Charlotte, NC
Other Businesses

1. THE STURKIE WEALTH MANAGEMENT GROUP POSITION: President NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 32 START DATE: 04/10/2017 ADDRESS: 1315 N. Lake Dr., Lexington SC 29072, United States DESCRIPTION: DBA for securities business 2. FIXED ANNUITY POSITION: President NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/13/2022 ADDRESS: 1315 N. Lake Dr, Lexington SC 29072, United States DESCRIPTION: Buying Fixed annuities for clients 3. S&P ENTERPRIZES POSITION: PARTNER NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/14/2022 ADDRESS: 116 Barnacle Cir, Lexington SC 29072, United States DESCRIPTION: Commercial Property make deposits and pay bills

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-04-01
S63 Uniform Securities Agent State Law Examination 1998-04-23
  • S66 Uniform Combined State Law Examination
    2002-04-01
  • S63 Uniform Securities Agent State Law Examination
    1998-04-23
Other Names
  • Stephen Sturkie

View on SEC IAPD

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