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Raquel Reynolds

Wells Fargo Advisors Financial Network, LLC

Palm Desert, CA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-07-07
TX RA APPROVED 2017-07-07
  • CA RA
    APPROVED
    Since 2017-07-07
  • TX RA
    APPROVED
    Since 2017-07-07

Branch Locations

74000 Country Club Dr Ste J2, Palm Desert, CA 92260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Indian Wells CA 11/1998 07/2017
Bank Of America, N.A. Indian Wells CA 09/2009 07/2017
Wells Fargo Advisors Financial Network, Llc Palm Desert CA 07/2017 Present
Previous Registrations
Other Businesses

VALERA REYNOLDS WEALTH MANAGEMENT, INV RELATED, PALM DESERT, CA, 30% OWNER, START: 7/7/2017, 160 HOURS PER MONTH/ 8 DURING TRADING, DUTIES: OWNER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-31
  • S66 Uniform Combined State Law Examination
    2008-01-31

View on SEC IAPD

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CHRISTIAN BRAD RISENMAY
GREGORY Thomas FRECH

Other Offices

CETERA INVESTMENT ADVISERS LLC · PALM DESERT, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palm Desert, CA
THE WEALTH CONSULTING GROUP · Palm Desert, CA
CYPRESS WEALTH SERVICES, LLC · PALM DESERT, CA
FLC CAPITAL ADVISORS · PALM DESERT, CA
MARSHA LEE & COMPANY,INC. · PALM DESERT, CA
LOTUSLAND PROPERTIES · PALM DESERT, CA
RAYMOND JAMES & ASSOCIATES, INC. · Palm Desert, CA

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