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177 Bovet Road, Suite 600, San Mateo, CA 94402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
177 Bovet Road, Suite 600, San Mateo, CA 94402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Roach Investment Services | San Mateo | CA | 01/2005 | Present |
Personal investment in residential real estate as rental property. No business name or address. I'm the property owner/landlord and spent about 4 hours per month on weekends/holidays, during non-market hours, handling any property or tenant issues. Started in 2011 with residential real estate investment.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-04-02 |
| S65 | Uniform Investment Adviser Law Examination | 1999-04-02 |
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