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3503 N.W. 63Rd Street Suite 100, Oklahoma City, OK 73116-2203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2024-01-26 |
| TX | RA | APPROVED_RES | 2022-06-13 |
Branch Locations
3503 N.W. 63Rd Street Suite 100, Oklahoma City, OK 73116-2203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lig Capital Management, Llc | Oklahoma City | OK | 01/2010 | Present |
1) MARK HUMPHREYS & ASSOCIATES, NON-INVESTMENT RELATED S-CORP, 2025 Worthington Lane, EDMOND, OK 73013, START DATE 2006, PRESIDENT, 1-2 HOURS PER MONTH, 0 HOURS PER MONTH DURING TRADING HOURS, GENERAL BUSINESS ADMINISTRATIVE DUTIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-23 |
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