Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-12-08 |
| TX | RA | APPROVED_RES | 2023-12-08 |
Branch Locations
433 N Camden Dr 9Th Fl, Beverly Hills, CA 90210 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Beverly Hills | CA | 12/2008 | 01/2019 |
| Rbc Capital Markets, Llc. | Beverly Hills | CA | 01/2019 | 11/2023 |
| City National Bank | Beverly Hills | CA | 02/2019 | 11/2023 |
| Wells Fargo Clearing Services, Llc | Beverly Hills | CA | 12/2023 | Present |
RENTAL PROPERTY; INV. RELATED; LAS VEGAS, NV; 25% OWNERSHIP; 4 PLEX RENTAL PROPERTY; START DATE 3/1/2009; 0 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: CO-OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-04 |
Reach out to this advisor