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Kimberly Eagle Overcash

Wells Fargo Clearing Services, LLC

Salisbury, NC

Charlotte, NC

CRD 2934291

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-01-21
  • TX RA
    APPROVED_RES
    Since 2015-01-21

Branch Locations

1817 E Innes St, Salisbury, NC 28146 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Charlotte NC 06/2011 Present
Wells Fargo Advisors Llc Charlotte NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 Present
  • 06/2011 → Present
    Wachovia Bank, N.A.
    Charlotte, NC
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Charlotte, NC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-09-10
  • S63 Uniform Securities Agent State Law Examination
    1997-09-10
Other Names
  • Kimberly Overcash

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
COMMONWEALTH FINANCIAL NETWORK
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Nearby Investors

STEPHEN LEE KIDD
Stephanie Lee Kidd
Bradley Wade Whitley

Nearby Offices

LPL FINANCIAL LLC · SALISBURY, NC
COMMONWEALTH FINANCIAL NETWORK · Salisbury, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SALISBURY, NC

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