Richard Wei Hsieh

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2003 → Present
  D/B/A Kasih Financial Advisors
  San Gabriel, CA
• 05/2008 → 09/2022
  First Allied Securities, Inc.
  San Gabriel, CA
• 05/2008 → 11/2020
  First Allied Advisory Services, Inc.
  San Gabriel, CA
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  San Gabriel, CA
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2007-01-01 → 2020-11-12
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  San Gabriel, CA
• 2003-04-08 → 2007-01-01
  Ffp Advisory Services Inc
  San Gabriel, CA

Other Businesses

1.) MIEN NIO HSIEN; CO-EXECUTOR; FIDUCIARY POSITION; START DATE 04/23/2009 2.) RICHARD HSIEH; AGENT; INSURANCE; START DATE 04/01/2008; 4 HOURS PER MONTH. 3.) RAFIKI FOUNDATION; VOLUNTEER; NON-PROFIT ORGANIZATION; START DATE 01/01/2012; 4 HOURS PER MONTH. 4.) KASIH FINANCIAL ADVISORS; DBA; START DATE 05/30/2008; 160 HOURS PER MONTH. 5.) Rental Owner; Real Estate (Rental); 20 hours per month; 01/01/2008.

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-11-26

Designations

• Certified Financial Planner