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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-11-12 |
Branch Locations
135 S. Mission Dr., San Gabriel, CA 91776 • United States
San Gabriel, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D/B/A Kasih Financial Advisors | San Gabriel | CA | 04/2003 | Present |
| First Allied Securities, Inc. | San Gabriel | CA | 05/2008 | 09/2022 |
| First Allied Advisory Services, Inc. | San Gabriel | CA | 05/2008 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| Cetera Advisors Llc | San Gabriel | CA | 09/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
1.) MIEN NIO HSIEN; CO-EXECUTOR; FIDUCIARY POSITION; START DATE 04/23/2009 2.) RICHARD HSIEH; AGENT; INSURANCE; START DATE 04/01/2008; 4 HOURS PER MONTH. 3.) RAFIKI FOUNDATION; VOLUNTEER; NON-PROFIT ORGANIZATION; START DATE 01/01/2012; 4 HOURS PER MONTH. 4.) KASIH FINANCIAL ADVISORS; DBA; START DATE 05/30/2008; 160 HOURS PER MONTH. 5.) Rental Owner; Real Estate (Rental); 20 hours per month; 01/01/2008.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-11-26 |
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