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Jason W Wolter

Morgan Stanley

Greenwich, CT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-06-28
  • CT RA
    APPROVED
    Since 2019-06-28

Branch Locations

One Fawcett Place 3Rd Floor, Greenwich, CT 06830 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc White Plains NJ 03/2015 06/2019
Morgan Stanley Greenwich CT 06/2019 Present
Morgan Stanley Private Bank, N.A. New York NY 08/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-10-30
  • S66 Uniform Combined State Law Examination
    1998-10-30
Other Names
  • Jason W Wolter
  • Jason W Wolter

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