Adriel John Gaines

Current Employers

Employment History

• 01/2013 → 07/2019
  Cetera Advisors Llc
  Denver, CO
• 11/2020 → 06/2024
  Securities America, Inc.
  Springfield, OR
• 11/2020 → 11/2024
  Arbor Point Advisors
  Springfield, OR
• 07/2019 → 11/2020
  Kms Financial Services
  Springfield, OR
• 06/2024 → Present
  Osaic Wealth, Inc.
  Springfield, OR
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2020-11-06 → 2024-11-08
  Arbor Point Advisors
  Springfield, OR
• 2012-02-28 → 2022-05-13
  Cetera Advisors Llc
  Greenwood Village, CO
  Springfield, OR
• 2019-07-31 → 2020-11-06
  Kms Financial Services, Inc.
  Springfield, OR
  Seattle, WA
  Seattle, WA
• 2010-10-19 → 2012-02-28
  Pacific West Financial Consultants Inc
  Renton, WA
• 2009-06-01 → 2009-12-14
  Morgan Stanley
  Eugene, OR
• 2008-12-05 → 2009-06-01
  Morgan Stanley & Co. Llc
  New York, NY
  Eugene, OR
• 2007-07-12 → 2008-12-10
  Steward Partners Investment Solutions, Llc
  Eugene, OR
  Eugene, OR

Other Businesses

1. A. GAINES FINANCIAL - INVESTMENT RELATED - SAME ADDRESS - DBA FOR FIXED INSURANCE AND SECURITIES BUSINESS - OWNER - 1/1/2010 - 2 HRS/MO, 2 HRS/MO DURING TRADING GAINES A STREET PROPERTY LLC POSITION: Member/owner NATURE: Gaines A Street Property LLC INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/29/2018 ADDRESS: 655 A. Street, Springfield OR 97477, United States DESCRIPTION: I own a commercial building and rent other spaces within the building my DBA, A Gaines Financial, is located. Each suite is a separate unit. A. GAINES FINANCIAL POSITION: President NATURE: Life, Health, and LTC Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2010 ADDRESS: 655 A. Street, Springfield OR 97477, United States DESCRIPTION: Life and Long Term Care Insurance A. GAINES FINANCIAL POSITION: Wealth Manager/IAR NATURE: Arbor Point Advisors Advisory Business INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/09/2020 ADDRESS: 655 A. Street, Springfield OR 97477, United States DESCRIPTION: Advisory Business through Arbor Point Advisors

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-04-25
• S63 Uniform Securities Agent State Law Examination
  1997-09-06

Other Names

• Adriel J Gaines