Erich Andulan Castillo

Current Employers

Employment History

• 12/2007 → Present
  Fsc Securities Corporation
  Lexington, KY
• 09/2014 → Present
  Southland Equity Partners
  Lexington, KY

Previous Registrations

• 2007-12-06 → 2020-07-02
  Fsc Securities Corporation
  Charlottesville, VA
  Lexington, KY
• 2004-05-19 → 2007-12-07
  Voya Financial Advisors, Inc.
  Louisville, KY
  Lexington, KY
• 2003-09-17 → 2004-05-12
  Ameriprise Financial Services, Llc
  Lexington, KY

Other Businesses

1) CORNERSTONE WEALTH MANAGEMENT (DBA FOR INSURANCE, MEDICARE/MEDICAID PLANNING, SOCIAL SECURITY PLANNING, PERSONAL DEBT & MORTGAGE CONSULTING, AND OTHER SERVICES); 1008 S BROADWAY RD, LEXINGTON, KY 40504; OWNER; 05/2004; 200 HRS/MO (40 HRS DURING SECURITIES TRADING HRS), NOT SECURITIES RELATED; 2) INSURANCE PRODUCTS OFFERED AS AN INDEPENDENT INSURANCE AGENT. 3) INVESTMENT ADVISORY SERVICES OFFERED THROUGH FSC SECURITIES CORPORATION (AN SEC-REGISTERED INVESTMENT ADVISER) AS AN INVESTMENT ADVISER REPRESENTATIVE. 4) SOUTHLAND EQUITY PARTNERS POSITION: IAR NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 02/04/2016 ADDRESS: 3620 Walden Drive Suite 201, Lexington KY 40517 DESCRIPTION: Investment Advisory Representive. I provide investment advice and mangement for client accounts. 5) DOUGLASS HIGH SCHOOL POSITION: Head Lacrosse Coach NATURE: Education INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 4 START DATE: 04/20/2017; ADDRESS: 2000 Winchester Road, Lexington KY 40509, United States DESCRIPTION: Head Coach of Douglass Lacrosse High School Program 6) THE WELL OF LEXINGTON POSITION: board member NATURE: The Well of Lexington, a non-profit organization, provides a holistic program of safe housing, recovery support, education and healing for women exploited by sex trafficking to empower them to reach economic independence and live productive lives INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2018 ADDRESS: 110 East Third Street, Lexington KY 40508, United States DESCRIPTION: Provide guidance and support for the organization. Assist in helping the organization grow and develop fundraising activities for The Well 7) PARADIGM FINANCIAL POSITION: insurance agent NATURE: Paradigm Financial is name created by an insurance agent used to to provide whole life insurance, fixed insurance, disability, and long-term care insurance for clients and business owners. The information provided by Paradigm Financial is typically designed to give a general representation of concepts provided by Paradigm Financial for the agents of this entity. Many of the individuals who represent Paradigm Financial are general life/health insurance agents and are not licensed securities representatives. INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 01/01/2015 ADDRESS: 3620 Walden Drive, Suite 201, Lexington KY 40517, United States DESCRIPTION: I provide strategies such as whole life insurance, fixed insurance strategies, disability insurance, and long-term care insurance. 8) CASTILLO AND ASSOCIATES, LLC I. (SECURITIES) POSITION: owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/14/2015 ADDRESS: 3620 Walden Drive, Suite 201, Lexington KY 40517, United States DESCRIPTION: I am conducting my securities business through FSC Securities Corporation. I am the sole owner of this LLC. Imaintain the books and records, pay bills, make capital distributions when available according to the LLC ownership structure and Operating Agreement.

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-09-19

Designations