Harold Dudley Shollmier

Current Employers

Employment History

• 07/2015 → Present
  Stifel, Nicolaus & Company, Incorporated
  Little Rock, AR
• 07/2015 → Present
  Stifel, Nicolaus & Company, Incorporated
  Little Rock, AR

Previous Registrations

• 2005-03-11 → 2015-07-07
  Intl Advisory Consultants Inc.
  Birmingham, AL
• 2004-08-03 → 2005-12-19
  Sterne, Agee & Leach, Inc.
  Little Rock, AR
  Little Rock, AR

Other Businesses

1. CENTERS FOR YOUTH & FAMILIES, INC; 5800 W 10TH ST, #101 LITTLE ROCK AR 72204; BEAHIVORAL HEALTH; ON THE BOARD OF THEIR FOUNDATIONS DEPT; PROMOTE THE INSTITUION + FUNDRAISING; AFFILIATION STARTED 07/29/2015; 4 HOURS PER QUARTER; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED. 2. TRUSTEE NON-FAMILY TRUST 3. Family Home of Little Rock; 4300 West Markham Street Little Rock AR 72205; temporary housing for cancer & premature birth patients; board member; fundraising; affiliation started 01/26/2017; 7.0 hours per month; not during securities trading hours; not investment-related. 4. Margeaux Place Property Owner Assoc; PO Box 241232 Little Rock, AR 72223-0004; Property Owners Association; Secretary to the Board; Agenda and Notes to all meetings; 01/01/2020; 4 Hours per Month; Not During Securities Trading Hours; Not Investment Related. 5. GARRISON INSTITUTE THROUGH WALTON COLLEGE AT UNIV OF ARKANSAS; 8 laval ct little rock AR 72223; SUPPORTS EDUCATION FOR FINANCIAL FUTURE PROFESSIONALS AT THE BUSINESS SCHOOL AT UA; BOARD MEMBER; BOARD MEMBER; 10/02/2023; 3.00hrs/month; During Securities Trading Hours; Not Investment Related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-07-20
• S63 Uniform Securities Agent State Law Examination
  1997-11-17

Other Names

• Dudley Shollmier