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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-05
FL RA APPROVED 2020-03-31
  • TX RA
    APPROVED_RES
    Since 2026-01-05
  • FL RA
    APPROVED
    Since 2020-03-31

Branch Locations

70 S. Keller Road, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Orlando FL 11/2014 Present
Previous Registrations
  • 2011-04-21 → 2014-11-04
    Moloney Securities Co., Inc.
    Casselberry, FL
    Myrtle Beach, SC
    Maitland, FL
  • 2009-05-15 → 2011-05-05
    Casselberry, FL
    Jupiter, FL
    Casselberry, FL
    Rochester, NY
  • 2007-11-28 → 2009-04-23
    Colonial Asset Management Inc
    Winter Springs, FL
    Montgomery, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-15
S63 Uniform Securities Agent State Law Examination 1997-09-12
  • S65 Uniform Investment Adviser Law Examination
    2007-11-15
  • S63 Uniform Securities Agent State Law Examination
    1997-09-12

View on SEC IAPD

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