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Ruben Hernandez-Gandia

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cincinnati, OH

Riverside, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-03-26
RI RA APPROVED 2013-02-20
  • TX RA
    APPROVED
    Since 2013-03-26
  • RI RA
    APPROVED
    Since 2013-02-20

Branch Locations

5905 E Galbraith Rd Workplace Benefits, Cincinnati, OH 45236 • United States

3400 Pawtucket Ave, Riverside, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 09/2012 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-02-18
S66 Uniform Combined State Law Examination 1998-04-14
  • S65 Uniform Investment Adviser Law Examination
    2013-02-18
  • S66 Uniform Combined State Law Examination
    1998-04-14
Other Names
  • Ruben Hernandezgandia
  • Ruben Hernandez-Gandia
  • Ruben Hernandez Gandia

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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