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3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2019-03-12 |
Branch Locations
4870 Sadler Road Ste 105, Glen Allen, VA 23060 • United States
Chesterfield, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infinex Investments, Inc. | Meriden | CT | 01/2016 | 09/2016 |
| Bank Of Lancaster | Richmond | VA | 01/2016 | 09/2016 |
| Middleburg Bank | Richmond | VA | 09/2016 | 02/2019 |
| Lpl Financial Llc | Richmond | VA | 09/2016 | 02/2019 |
| Mutual Of Omaha Insurance Company | Glen Allen | VA | 03/2019 | Present |
| Mutual Of Omaha Investor Services | Glen Allen | VA | 03/2019 | Present |
Insurance Agent - Start Date: 03/2019 - Non-investment Related - Insurance lines of business: Life, Health, and Annuity - Hours/per week during trading hours: 10 Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Fresnel Financial Services, LLC. located in Glen Allen VA - Start Date Jan. 1, 2025. Investment and Insurance related for marketing purposes.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-12 |
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