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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2019-03-12
  • VA RA
    APPROVED
    Since 2019-03-12

Branch Locations

4870 Sadler Road Ste 105, Glen Allen, VA 23060 • United States

Chesterfield, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Meriden CT 01/2016 09/2016
Bank Of Lancaster Richmond VA 01/2016 09/2016
Middleburg Bank Richmond VA 09/2016 02/2019
Lpl Financial Llc Richmond VA 09/2016 02/2019
Mutual Of Omaha Insurance Company Glen Allen VA 03/2019 Present
Mutual Of Omaha Investor Services Glen Allen VA 03/2019 Present
  • 01/2016 → 09/2016
    Infinex Investments, Inc.
    Meriden, CT
  • 01/2016 → 09/2016
    Bank Of Lancaster
    Richmond, VA
  • 09/2016 → 02/2019
    Middleburg Bank
    Richmond, VA
  • 09/2016 → 02/2019
    Richmond, VA
  • 03/2019 → Present
    Mutual Of Omaha Insurance Company
    Glen Allen, VA
  • 03/2019 → Present
    Mutual Of Omaha Investor Services
    Glen Allen, VA
Previous Registrations
  • 2016-09-30 → 2019-03-08
    Richmond, VA
    Richmond, VA
    San Diego, CA
    Richmond, VA
  • 2016-01-11 → 2016-09-14
    Richmond, VA
  • 2014-10-16 → 2015-12-01
    Cuso Financial Services, L.P.
    Orlando, FL
  • 2009-08-04 → 2014-10-01
    Lynchburg, VA
    Staunton, VA
    Bristol, VA
    Midlothian, VA
    Knoxville, TN
    Sevierville, TN
    Richmond, VA
    St. Pauls, NC
    Dunkirk, MD
    Norfolk, VA
    Kill Devil Hills, NC
    Abingdon, VA
    Jonesville, VA
    Bristol, VA
    Bristol, VA
Other Businesses

Insurance Agent - Start Date: 03/2019 - Non-investment Related - Insurance lines of business: Life, Health, and Annuity - Hours/per week during trading hours: 10 Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Fresnel Financial Services, LLC. located in Glen Allen VA - Start Date Jan. 1, 2025. Investment and Insurance related for marketing purposes.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-07-23
S63 Uniform Securities Agent State Law Examination 1999-11-12
  • S65 Uniform Investment Adviser Law Examination
    2009-07-23
  • S63 Uniform Securities Agent State Law Examination
    1999-11-12
Other Names
  • Tj Huddleston
  • Thomas Wesley Huddleston
  • Thomas Wesley Huddleston
  • Thomas Wesley Huddleston
  • Thomas W Huddleston

View on SEC IAPD

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