Allan Joseph Haupert

Current Employers

Employment History

• 11/2009 → 12/2019
  Lpl Financial
  Wauwatosa, WI
• 12/2019 → Present
  Kovack Securities, Inc.
  Fort Lauderdale, FL
• 12/2019 → Present
  Kovack Advisors, Inc.
  Fort Lauderdale, FL

Previous Registrations

• 2009-11-18 → 2019-12-18
  Lpl Financial Llc
  Wauwatosa, WI
  San Diego, CA
  Oconomowoc, WI
• 2009-06-01 → 2009-11-20
  Morgan Stanley
  Waukesha, WI
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Wauwatosa, WI
• 2002-11-25 → 2007-04-02
  Morgan Stanley Dw Inc.
  Wauwatosa, WI
  Wauwatosa, WI

Other Businesses

1) DBA: AJH WEALTH MANAGEMENT AND FINANCIAL SERVICES, LLC - 13890 BISHOP'S DRIVE, SUITE 220, BROOKFIELD, WI 53005; PRINCIPAL; BROKERAGE AND ADVISORY SERVICES INCLUDING LONG TERM CARE INSURANCE, LIFE INSURANCE, VARIABLE ANNUITIES, MUTUAL FUNDS, 529 PLANS, AND FINANCIAL PLANNING; INVESTMENT RELATED ACTIVITY; 100% OF TIME SPENT 2) NOTARY PUBLIC- 13890 BISHOP'S DRIVE, SUITE 220, BROOKFIELD, WI 53005; NON-INVESTMENT RELATAED; NOTARY; 0% OF TIME SPENT. 3) TRUSTEE - 13890 BISHOP'S DRIVE, SUITE 220, BROOKFIELD, WI 53005; INVESTMENT RELATED; MANAGING IRREVOCABLE TRUST FOR LEONA J FRIDAY (MOTHER); TRUSTEE; 2% OF TIME SPENT. 4) CPA - 13890 BISHOP'S DRIVE, SUITE 220, BROOKFIELD, WI 53005; NON-INVESTMENT RELATED; FINANCIAL ADVISOR; PRINCIPAL; 2% OF TIME SPENT.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-10-16
• S63 Uniform Securities Agent State Law Examination
  1997-09-17

Designations