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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-12-06 |
| TX | RA | APPROVED_RES | 2019-12-05 |
Branch Locations
20807 Biscayne Boulevard 5Th&6Th Floor, Aventura, FL 33180 • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Fort Lauderdale | FL | 10/2015 | 12/2019 |
| Morgan Stanley Smith Barney Llc | Aventura | FL | 12/2019 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2020 | Present |
*577238 - Yemoh llc; Investment related-Yes; parkland, Florida; Retail/Online Stores; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2024; During business hours: 0; After business hours: 10; Business Development/Growth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-24 |
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