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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2024-10-25 |
| ID | RA | APPROVED | 2024-10-24 |
| AR | RA | APPROVED | 2024-10-07 |
| IA | RA | APPROVED | 2024-10-07 |
| NH | RA | APPROVED | 2024-09-20 |
| OH | RA | APPROVED | 2011-11-14 |
| TX | RA | APPROVED | 2011-11-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Blue Ash | OH | 11/2011 | 03/2023 |
| Ameriprise Financial Services, Llc | Dayton | OH | 03/2023 | Present |
Business Ownership; Boldly Aspire LLC; Manage the expenses of my Ameriprise practice; financial practice; 10242 Morgan Grey Ct, , Datyon, OH, 45458; Not Investment-Related; 02/14/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Boldly Aspire LLC; Owner; manage franchise practice; 7501 E Paragon Rd, Ste 204, Dayton, OH, 45459; Not Investment-Related; 09/01/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-08 |
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