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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-07-22
  • PA RA
    APPROVED
    Since 2016-07-22

Branch Locations

15 E Ridge Pike, Conshohocken, PA 19428 • United States

1332 Point Breeze Avenue 1, Philadelphia, PA 19146 • United States

555 City Avenue, Bala Cynwyd, PA 19004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 07/2016 06/2020
Equitable Advisors, Llc New York NY 07/2016 Present
Previous Registrations
  • 2016-07-06 → 2016-07-25
    Msi Financial Services, Inc.
    Philadelphia, PA
    Jenkintown, PA
    Ardmore, PA
    Philadelphia, PA
    Bryn Mawr, PA
    Gladwyne, PA
  • 2011-02-04 → 2016-07-01
    Msi Financial Services, Inc.
    Bryn Mawr, PA
    Gladwyne, PA
    Philadelphia, PA
    Orlando, FL
    Jenkintown, PA
    Philadelphia, PA
    Philadelphia, PA
    Ardmore, PA
    Philadelphia, PA
    Philadelphia, PA
  • 2005-04-18 → 2011-02-10
    Philadelphia, PA
    Flourtown, PA
    Philadelphia, PA
    Ardmore, PA
    Philadelphia, PA
    Jenkintown, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
  • 2005-02-04 → 2010-12-31
    Philadelphia, PA
  • 2004-10-20 → 2005-01-10
    Banc Of America Investment Services, Inc.
    Philadelphia, PA
  • 2004-02-02 → 2004-10-20
    Quick & Reilly, Inc.
    Philadelphia, PA
  • 2001-08-09 → 2004-02-04
    Progress Financial Advisors
    Philadelphia, PA
  • 2002-07-05 → 2004-02-02
    Philadelphia, PA
Other Businesses

1)FIRSTRUST FINANCIAL RESOURCES (DBA)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-05-02
S63 Uniform Securities Agent State Law Examination 1997-08-15
  • S65 Uniform Investment Adviser Law Examination
    2000-05-02
  • S63 Uniform Securities Agent State Law Examination
    1997-08-15
Other Names
  • Jerel K Ruttenberg

View on SEC IAPD

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