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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-11-16 |
Branch Locations
1991 Crocker Road Suite 400, Westlake, OH 44145 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Westlake | OH | 10/2014 | 09/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2018 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 11/16/18 2) TOASTMASTERS INTERNATIONAL, 27333 CENTER RIDGE ROAD, WESTLAKE, OH, TREASURER, 03/31/21, NIR, 1 HR/MO- 0/TRADING HR. 3) INSURANCE, 1991 Crocker Road Ste. 400, Westlake OH 44145, 10/2021, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 0 HR/MONTH 0 HR/MONTH TRADING 4) ASPIRE INVESTMENT MANAGEMENT, 1991 Crocker Road, Westlake OH 44145, 08/01/2018, Using DBA for marketing purposes, DBA for my business with Cambridge, INV REL, 160 HR/MO, 130 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-15 |
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