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11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-02-16 |
Branch Locations
1828 South St., Redding, CA 96001 • United States
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tom Woods Tax Service Self Employed | Santee | CA | 01/1992 | Present |
| Tom Wood'S Tax Service | Redding | CA | 02/1995 | Present |
| Osaic Wealth, Inc. | Redding | CA | 02/2000 | 12/2024 |
| Lpl Financial | Redding | CA | 12/2024 | 01/2025 |
| Osaic Wealth, Inc. | Redding | CA | 01/2025 | Present |
1. 12/06/2024 / Tom Wood / Non-Variable Insurance / Investment Related / 45 hrs mth / 2 hrs during trading / Redding CA / Start date: 02/24/1997 2. 12/06/2024 / The Advice Center / DBA for LPL Business (entity for LPL business) / Investment Related / 100 hrs mth / 8 hrs during trading / At reported business location(s) 3. 12/06/2024 / The Advice Center / Tax Prep/Accounting/CPA / Investment Related / 30 hrs mth / 2 hrs during trading / Redding CA / Start date: 01/01/2000 4. TNT PAMPERED CHICKEN RANCH POSITION: owner NATURE: Small Poultry Farm INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 11/07/2025 ADDRESS: 1915 Bembow Drive, Redding CA 96002, United States DESCRIPTION: Check automatic feeders and waterers. Sell eggs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-01 |
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