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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-07-19 |
Branch Locations
223 S Batavia Ave Ste 202, Batavia, IL 60510 • United States
Plainfield, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Federated Securities Corp. | Pittsburgh | PA | 09/2012 | 05/2019 |
| Federated Investors, Inc. | Pittsburgh | PA | 09/2012 | 05/2019 |
| Federated Investment Counseling | Pittsburgh | PA | 09/2012 | 05/2019 |
| Mdt Advisers, A Division Of Federated Mdta Llc | Boston | MA | 09/2012 | 05/2019 |
| Federated Global Investment Management Corp. | New York | NY | 09/2012 | 05/2019 |
| Ameriprise Financial Services, Inc | St Charles | IL | 05/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Batavia | IL | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-03-13 |
| S65 | Uniform Investment Adviser Law Examination | 2001-03-28 |
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