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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-09-05
TX RA APPROVED 2025-09-05
  • SC RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

700 E North St Ste B, Greenville, SC 29601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roland M. Baird & Co Pa Cpa'S Greenville SC 09/1986 Present
Avantax Investment Services, Inc. Greenville SC 08/1997 09/2025
Avantax Advisory Services Greenville SC 01/1998 09/2025
Avantax Insurance Agency, Llc Greenville SC 06/2017 09/2025
Personal Representative Greenville SC 02/2017 04/2018
Roland M Baird Rental Of Real Estate Greenville SC 08/2017 Present
Roland M. Baird Greenville SC 05/1999 Present
Mangr. Williams & North Assoc Greenville SC 10/1998 Present
Baird Photography Greenville SC 08/2017 Present
Roland M. Baird & Co. Pa Greenville TX 11/1986 Present
Roland Baird Rental Property Greenville SC 11/2002 Present
Roland M Baird, Mortgage Greenville SC 11/2019 Present
Cox, Cauley, Richardson Cpa's Llc Greenville SC 02/2021 11/2022
Greene, Finney, Cauley, Cpa's Llc Greenville SC 12/2022 Present
Cetera Wealth Services, Llc Greenville SC 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 09/1986 → Present
    Roland M. Baird & Co Pa Cpa'S
    Greenville, SC
  • 08/1997 → 09/2025
    Avantax Investment Services, Inc.
    Greenville, SC
  • 01/1998 → 09/2025
    Avantax Advisory Services
    Greenville, SC
  • 06/2017 → 09/2025
    Avantax Insurance Agency, Llc
    Greenville, SC
  • 02/2017 → 04/2018
    Personal Representative
    Greenville, SC
  • 08/2017 → Present
    Roland M Baird Rental Of Real Estate
    Greenville, SC
  • 05/1999 → Present
    Roland M. Baird
    Greenville, SC
  • 10/1998 → Present
    Mangr. Williams & North Assoc
    Greenville, SC
  • 08/2017 → Present
    Baird Photography
    Greenville, SC
  • 11/1986 → Present
    Roland M. Baird & Co. Pa
    Greenville, TX
  • 11/2002 → Present
    Roland Baird Rental Property
    Greenville, SC
  • 11/2019 → Present
    Roland M Baird, Mortgage
    Greenville, SC
  • 02/2021 → 11/2022
    Cox, Cauley, Richardson Cpa's Llc
    Greenville, SC
  • 12/2022 → Present
    Greene, Finney, Cauley, Cpa's Llc
    Greenville, SC
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Greenville, SC
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2010-01-28 → 2025-09-05
    Avantax Advisory Services
    Greenville, SC
Other Businesses

1) Roland M. Baird 700 East North Ste Ste 8 Greenville SC 29601 Insurance Agent~Independent Contractor~5/1/1999~1hrs~0hrs~Selling and maintenance of insurance products 2) Roland M Baird Rental of Real Estate 700 East North Street Ste 8 Greenville SC 29601 Rental Property~Owner~8/3/2017~0hrs~0hrs~Collect Rent and pay bills 3) Mangr. Williams & North Assoc 700 East North Str Ste 8 Greenville SC 29601 10/1/1998 1hrs~0hrs Invoice Property Owners regime fees, pay monthly expense and coordinate required and normal repairs and maintenance 4) Baird Photography 312 Owasso Drive Greenville SC 29615 Greenville SC 29601 Owner~8/27/2015~10hrs~1hrs~Photography 5) Roland Baird Rental Property 700 East North Str Ste 8 Greenville SC 29601 11/1/2002~1hrs~1hrs~Signing Leases and Paying bills 6) Roland M Baird, Mortgage 700 East North Street Ste 8~Greenville SC 29601 Owner 11/7/2019 1hrs~0hrs~Originate Mortgage, Provide funding to the closing attorney, collect monthly payments.| 7) ROLAND M. BAIRD & CO. PA POSITION: Tax Preparation/Accounting NATURE: General tax related activities including preparation of Tax Returns and tax advice INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 11/01/1986 ADDRESS: 1510 East North Street, Greenville SC 29607 DESCRIPTION: I will prepare tax returns for clients 8) GREENE, FINNEY, CAULEY, CPA'S LLC POSITION: Accountant NATURE: General tax and Accounting functions appropriate for Public Accounting Firms INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 12/01/2022 ADDRESS: 700 E. North St, Suite 8, Greenville SC 29601 DESCRIPTION: Prepare Tax Returns and general accounting services for clients

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-09-26
  • S63 Uniform Securities Agent State Law Examination
    1997-09-26
Designations
Other Names
  • Roland Micton Baird
  • Roland Micton Baird

View on SEC IAPD

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