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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2008-12-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Lfie | Milwaukee | WI | 06/1996 | Present |
| Northwestern Mutual Investment Services, Llc | Sacramento | CA | 08/1997 | Present |
| Northwestern Mutual Investment Services | Modesto | CA | 12/2008 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2015 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. TREASURER, BOGEYS UNLIMITED., 500 N CARPENTER RD, MODESTO, , CALIFORNIA, 95351, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 8/1/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-09-26 |
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