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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-01-22 |
Branch Locations
433 N Camden Dr 9Th Fl, Beverly Hills, CA 90210 • United States
Los Angeles, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Beverly Hills | CA | 01/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Beverly Hills | CA | 11/2016 | Present |
CO-TRUSTEE FOR MOTHER'S TRUST FBO SELF; INV. RELATED; NEW YORK, NY; START DATE 10/2007; 1 HR PER MONTH; 10 MINUTES DURING TRADING. CO-TRUSTEE FOR MOTHER'S TRUST FBO SISTER; INV. RELATED; NEW YORK, NY; START DATE 10/2007; 1 HR PER MONTH; 10 MINUTES DURING TRADING. CO-TRUSTEE FOR STEP-FATHER'S TRUST; INV. RELATED; NEW YORK, NY; START DATE 3/2015; 1 HR PER MONTH; 0 HRS DURING TRADING. TRUSTEE FOR MOTHER'S TRUST FBO STEP FATHER, INV RELATED, NEW YORK, NY, START: 8/2007, 1 HOUR PER MONTH. OUR HOUSE; INVESTMENT RELATED; LOS ANGELES,CA; FINANCE COMMITTEE MEMBER; START DATE 09/16/2020; NUMBER OF HOURS PER MONTH .25; NUMBER OF HOURS DURING TRADING 0; ATTENDING MEETINGS TO DISCUSS CASH FLOW, ASSET STATEMENTS, AND LIABILITY STATEMENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-07 |
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