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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2018-04-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Richmond | VA | 09/1999 | 02/2018 |
| Td Ameritrade, Inc. | St. Louis | MO | 02/2018 | 03/2018 |
| Wells Fargo Clearing Services Llc | St Louis | MO | 03/2018 | Present |
RENTAL PROPERTY, INV RELATED, NORFOLK, VA, 100% OWNERSHIP, START 7/1/2007, ZERO HOURS PER MONTH, ZERO DURING TRADING, NO DUTIES. FARSI PRO TRANSLATIONS LLC; INV RELATED; WILDWOOD, MO; 100% OWNERSHIP; START 09/26/2023; 20 HOURS PER MONTH; 0 HOURS DURING TRADING; TRANSLATION SERVICES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-10 |
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