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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-01-13 |
Branch Locations
1 W. Main St, Madison, WI 53703 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Middleton | WI | 06/2014 | 11/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | Middleton | WI | 06/2014 | 11/2020 |
| Unemployed | Madison | WI | 11/2020 | 09/2021 |
| Johnson Bank | Madison | WI | 09/2021 | 03/2022 |
| Johnson Wealth Inc | Madison | WI | 09/2021 | 03/2022 |
| Bmo Harris Bank | Madison | WI | 04/2022 | Present |
| Lpl Financial Llc | Madison | WI | 09/2025 | Present |
1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name BMO INVESTMENT SERVICES - Investment Related - At Reported Business Location (s) - Start Date: 09/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-30 |
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