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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2020-01-28 |
| CA | RA | APPROVED | 2020-01-22 |
| TX | RA | APPROVED_RES | 2020-01-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Tucson | AZ | 01/2009 | 01/2020 |
| City National Bank | Tucson | AZ | 06/2019 | 01/2020 |
| Wells Fargo Advisors Financial Network, Llc | Tucson | AZ | 01/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-10-27 |
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