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John Fraser Lomax

Stifel, Nicolaus & Company, Incorporated

Bel Air, MD

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2007-06-05
  • MD RA
    APPROVED
    Since 2007-06-05

Branch Locations

115 North Main Street Suite #A, Bel Air, MD 21014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Bel Air MD 06/2007 Present
Previous Registrations
  • 2006-12-05 → 2007-06-05
    Ryan Beck & Co.
    Bel Air, MD
  • 2006-02-21 → 2006-12-07
    Citigroup Global Markets Inc.
    Bel Air, MD
    New York, NY
    Bel Air, MD
  • 1999-01-01 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Bel Air, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1997-10-13
  • S66 Uniform Combined State Law Examination
    1997-10-13

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · BEL AIR, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Bel Air, MD
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FOUNDERS FINANCIAL SECURITIES LLC · BEL AIR, MD
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BEL AIR, MD
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AMERIPRISE FINANCIAL SERVICES, LLC · Bel Air, MD
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