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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-12
MI RA APPROVED 2016-07-25
  • TX RA
    APPROVED_RES
    Since 2016-08-12
  • MI RA
    APPROVED
    Since 2016-07-25

Branch Locations

125 East Chicago Road, Sturgis, MI 49091 • United States

Battle Creek, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sturgis Bank & Trust Sturgis MI 01/2000 Present
Raymond James Financial Services, Inc. Sturgis MI 07/2016 Present
Raymond James Financial Services Advisors Inc. Sturgis MI 07/2016 Present
Previous Registrations
  • 2003-10-21 → 2016-07-19
    White Pigeon, MI
    Colon, MI
    Three Rivers, MI
    Sturgis, MI
    Coldwater, MI
    South Haven, MI
    Sturgis, MI
    Bronson, MI
    Centreville, MI
    Climax, MI
    South Haven, MI
    Sturgis, MI
    Sturgis, MI
    Sturgis, MI
Other Businesses

(1)Name of Business: Address: 125 E Chicago Rd, Sturgis, MI, 49091-1754, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 06/07/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Write non variable insurance (2)Name of Business: Oakleaf Financial Services Address: 125 E Chicago Rd, Sturgis, MI, 49091, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: Yes Start Date: 06/01/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: director of Oakleaf fin Svcs, the business under which we do RJFS business, also President of Oakleaf (3)Name of Business: Oakleaf Financial Services Address: 125 E Chicago Rd, Sturgis, MI, 49091, United States Activity Type: Support Company - Non Owner Position/Title: Officer - President Investment Related: No Start Date: 08/01/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: President of Oakleaf Financial Services, Branch Manager, FA

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-09-04
  • S63 Uniform Securities Agent State Law Examination
    1997-09-04
Designations

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