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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-08-12 |
| MI | RA | APPROVED | 2016-07-25 |
Branch Locations
125 East Chicago Road, Sturgis, MI 49091 • United States
Battle Creek, MI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sturgis Bank & Trust | Sturgis | MI | 01/2000 | Present |
| Raymond James Financial Services, Inc. | Sturgis | MI | 07/2016 | Present |
| Raymond James Financial Services Advisors Inc. | Sturgis | MI | 07/2016 | Present |
(1)Name of Business: Address: 125 E Chicago Rd, Sturgis, MI, 49091-1754, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 06/07/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Write non variable insurance (2)Name of Business: Oakleaf Financial Services Address: 125 E Chicago Rd, Sturgis, MI, 49091, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: Yes Start Date: 06/01/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: director of Oakleaf fin Svcs, the business under which we do RJFS business, also President of Oakleaf (3)Name of Business: Oakleaf Financial Services Address: 125 E Chicago Rd, Sturgis, MI, 49091, United States Activity Type: Support Company - Non Owner Position/Title: Officer - President Investment Related: No Start Date: 08/01/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: President of Oakleaf Financial Services, Branch Manager, FA
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-09-04 |
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