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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-02-06 |
| MI | RA | APPROVED | 2019-12-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Portage | MI | 05/2010 | 12/2019 |
| Bank Of America,Na | Portage | MI | 10/2010 | 12/2019 |
| Edward Jones | St Louis | MO | 12/2019 | Present |
Phin Up (Band) Type of business: Band Sturgis, MI Start date: 12/9/2020 Bass Player Hours per week: 3 Hours during trading: 0 I play bass in the band Phins Up about 5-8 times per season. City-State: Sturgis MI Sturgis Downtown Development Authority Sturgis, MI Start date: 8/4/2021 Board Member Hours per week: 0 Hours during trading: 0 Aid in the direction of the DDA in regards to promotion, activities, and building occupation in downtown Sturgis.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-01 |
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